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Upcoming events - Hong Kong

Overseas Banks Legal and Compliance series

Please join Eversheds Sutherland for a bespoke program addressing areas of legal and regulatory challenge for foreign financial institutions in Hong Kong.

Conflicts:

  • Management of conflicts of interests has been an area of focus for both the SFC and HKMA in recent months. We will highlight areas of particular regulatory attention and pitfalls to avoid.

Culture:

  • A year has passed since the HKMA’s circular concerning Bank Culture Reform. We will assess what financial institutions need to do to maintain and improve cultural standards in their organisations.

Mis-selling:

  • The SFC highlighted mis-selling as an areas of focus in its enforcement priorities for 2018. We will address the approach of the Hong Kong courts and regulators to allegations of mis-selling.

Panellists include:

  • Veronique Marquis, Partner, Head of Financial Services Disputes & Investigations, Asia, Eversheds Sutherland
  • Duncan Watt, Consultant, Financial Services Disputes & Investigations, Eversheds Sutherland
  • Uday Kumar, Registered Foreign Lawyer (England & Wales), Financial Services Disputes & Investigations, Eversheds Sutherland

Date: 11 May 2018 (Friday)

Time: 12:45pm - 2:00pm

Venue: Eversheds Sutherland, 21/F Gloucester Tower, The Landmark, 15 Queen's Road Central, Central, Hong Kong